Disable shard allocation.

When you shut down a node, the allocation process waits for index.unassigned.node_left.delayed_timeout (by default, one minute) before starting to replicate the shards on that node to other nodes in the cluster, which can involve a lot of I/O. Since the node is shortly going to be restarted, this I/O is unnecessary. You can avoid racing the clock by disabling allocation of replicas before shutting down the node:

PUT _cluster/settings
{
  "persistent": {
    "cluster.routing.allocation.enable": "primaries"
  }
}

Stop indexing and perform a synced flush.

Performing a synced-flush speeds up shard recovery.

POST _flush/synced

When you perform a synced flush, check the response to make sure there are no failures. Synced flush operations that fail due to pending indexing operations are listed in the response body, although the request itself still returns a 200 OK status. If there are failures, reissue the request.

Temporarily stop the tasks associated with active machine learning jobs and datafeeds. (Optional)

If your machine learning indices were created before 6.x, you must reindex the indices.

If your machine learning indices were created in 6.x, you can:

+ When you disable upgrade mode, the jobs resume using the last model state that was automatically saved. This option avoids the overhead of managing active jobs during the upgrade and is faster than explicitly stopping datafeeds and closing jobs.

Shutdown all nodes.

Upgrade all nodes.

If you are upgrading from 6.2 or earlier and use X-Pack, run bin/elasticsearch-plugin remove x-pack to remove the X-Pack plugin before you upgrade. The X-Pack functionality is now included in the default distribution and is no longer installed separately. The node won’t start after upgrade if the X-Pack plugin is present. You will need to downgrade, remove the plugin, and reapply the upgrade.

To upgrade using a Debian or RPM package:

To upgrade using a zip or compressed tarball:

When you extract the zip or tarball packages, the elasticsearch-n.n.n directory contains the Elasticsearch config, data, logs and plugins directories.

We recommend moving these directories out of the Elasticsearch directory so that there is no chance of deleting them when you upgrade Elasticsearch. To specify the new locations, use the ES_PATH_CONF environment variable and the path.data and path.logs settings. For more information, see Important Elasticsearch configuration.

The Debian and RPM packages place these directories in the appropriate place for each operating system. In production, we recommend installing using the deb or rpm package.

Upgrade any plugins.

Use the elasticsearch-plugin script to install the upgraded version of each installed Elasticsearch plugin. All plugins must be upgraded when you upgrade a node.

Start each upgraded node.

If you have dedicated master nodes, start them first and wait for them to form a cluster and elect a master before proceeding with your data nodes. You can check progress by looking at the logs.

If upgrading from a 6.x cluster, you must configure cluster bootstrapping by setting the cluster.initial_master_nodes setting.

As soon as enough master-eligible nodes have discovered each other, they form a cluster and elect a master. At that point, you can use _cat/health and _cat/nodes to monitor nodes joining the cluster:

GET _cat/health

GET _cat/nodes

The status column returned by _cat/health shows the health of each node in the cluster: red, yellow, or green.

Wait for all nodes to join the cluster and report a status of yellow.

When a node joins the cluster, it begins to recover any primary shards that are stored locally. The _cat/health API initially reports a status of red, indicating that not all primary shards have been allocated.

Once a node recovers its local shards, the cluster status switches to yellow, indicating that all primary shards have been recovered, but not all replica shards are allocated. This is to be expected because you have not yet reenabled allocation. Delaying the allocation of replicas until all nodes are yellow allows the master to allocate replicas to nodes that already have local shard copies.

Reenable allocation.

When all nodes have joined the cluster and recovered their primary shards, reenable allocation by restoring cluster.routing.allocation.enable to its default:

PUT _cluster/settings
{
  "persistent": {
    "cluster.routing.allocation.enable": null
  }
}

Once allocation is reenabled, the cluster starts allocating replica shards to the data nodes. At this point it is safe to resume indexing and searching, but your cluster will recover more quickly if you can wait until all primary and replica shards have been successfully allocated and the status of all nodes is green.

You can monitor progress with the _cat/health and _cat/recovery APIs:

GET _cat/health

GET _cat/recovery

Restart machine learning jobs.

If you temporarily halted the tasks associated with your machine learning jobs, use the set upgrade mode API to return them to active states:

POST _ml/set_upgrade_mode?enabled=false

If you closed all machine learning jobs before the upgrade, open the jobs and start the datafeeds from Kibana or with the open jobs and start datafeed APIs.